mySP 365

mySP 365

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What is mySP 365?

Built for regulated financial services firms, compliance consultants and small businesses, mySP 365 is a family of integrated SharePoint applications for Office 365 - designed to unlock the true value of Microsoft's cloud platform.

mySP Compliance

For regulated financial services firms of all sizes, mySP Compliance helps you to improve the engagement, control and oversight of your compliance, enabling you to implement a robust operational framework to meet all your regulatory requirements. It replaces your paper or email based controls with easy to use software that is designed around the needs of the compliance team and senior management, but is also accessible to all employees of the firm regardless of their location.

Designed specifically for Office 365, mySP Compliance helps you optimise the way you manage and control your compliance operations, in the most secure, compliant, and cost-effective way possible.

• mySP Control Room
Designed for Compliance Officers, Auditors and Senior Management, to manage core control room functions such as monitoring or audit programmes, regulatory reporting, and regulatory change.

• mySP Control Desk
Makes compliance functions and the firm’s current policies / procedures accessible to all staff, enabling them to sign declarations and to view and submit disclosures, G&E, and personal trading.

• mySP CDD
Providing robust controls and record keeping to meet any Client Due Diligence or anti-money laundering requirements during the on-boarding or ongoing account servicing activities.

• mySP Compliance Dashboards
Capture all of the important activity data and KPIs from your mySP Compliance system and present them to you in fully interactive graphical reports, allowing you to perform powerful business intelligence analysis on your compliance operations.

Serchen Index

32.00
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Employees
0
Reviews
45
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mySP 365 Key Features

Monitoring & Reporting

Case & Complaint Management

Risk Register

Policy & Procedure Library

Personal Account Dealing

Employee Declarations

Gifts & Entertainments

Personal Disclosures

Client Due Diligence

Business Intelligence Dashboards

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